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Fixed Income Capital Markets

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Securities offered through TransWestern Capital Markets, LLC, Member FINRA/SIPC, and Investment Advisory Services offered through TransWestern Capital Advisors, LLC, a Registered Investment Adviser. TransWestern Capital Markets, LLC and TransWestern Capital Advisors are separate companies but affiliated by ownership and control. Together known as “TransWestern”. TransWestern and its representatives are in compliance with the current filing requirements imposed upon registered investment advisors and broker/dealers by those jurisdictions in which TransWestern maintains clients. TransWestern may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. TransWestern’s web site is limited to the dissemination of general information pertaining to its services, together with access to additional investment related information, publications, and links. Accordingly, the publication of TransWestern’s web site on the Internet should not be construed by any consumer and/or prospective client as TransWestern’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by TransWestern with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of TransWestern, please contact the SEC, FINRA or the state securities regulators for those states in which TransWestern maintains a filing. A copy of TransWestern’s current written disclosure statement discussing TransWestern’s business operations, service, and fees is available from TransWestern upon written request. TransWestern does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to TransWestern’s web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

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