Advanced Fixed Income Portfolio Solutions

Engineered for Financial Institutions

Core Solutions - Built Upon Decades of Experience

Separately Managed Strategies “SMS”

Our SMS platform provides tactical exposure to targeted sectors that complement your core portfolio.

Managed by world-leading teams of sector specialists, our strategies offer best-in-class research, portfolio management, trading, and analysis, all with total transparency.

Designed in concert with your institution’s investment program to offer effective diversification within established risk budgets and parameters.

Institutional Investment Portfolio Advisor “IIPA”

  • Functioning as Outsourced Chief Investment Officer

  • Collaboration with ALM process, C-suite, Board, and ALCO.

  • Liquidity, earnings, and capital managed through a tailored and disciplined process.

  • Complete transparency, accountability, and accessibility.

TransWestern Institutional Short Duration Government Bond Fund*

  • Serving financial institutions since 2011

  • T+1 liquidity

  • 20% Risk-Weighted

  • Regulatorily suited for banks and credit unions

  • SEC-regulated 1940 Act Mutual Fund

  • Ticker Symbol: TWSGX

  • Collateral for certain FHLBs and PDPA needs

About our Firm

TransWestern Capital was founded in 2005, to bring decades of bond trading, product research, portfolio management, underwriting, balance sheet, and operational expertise to bear on behalf of our financial institution clients. Optimizing outcomes for given constraints around liquidity, credit, interest rate risks, capital, and other considerations is what we do for our clients.

Our principals have worked with depositories and other financial institutions, pension funds, asset managers, and endowments from one end of the United States to the other—and beyond. We have traded bonds and managed portfolios through every crisis since before the great bond selloff of 1994, and put those decades of experience to work on behalf of our clients, prepared for the next crisis—and opportunity.

We are not a bond sales firm or broker-dealer. Our platforms leverage virtually all of the leading dealers on Wall Street, and benefit from our decades of industry experience.

Complete alignment of interests and transparency is essential to our client relationships.

People. Process. Principles.

*Please carefully read the prospectus and the summary prospectus and consider the investment objectives, risks, and charges and expenses carefully before investing. Call (800) 997-0718 to obtain a prospectus and other fund information. Past performance does not guarantee future results.

NOT FDIC INSURED. MAY LOSE VALUE. NOT BANK GUARANTEED.